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Securities Industry and Financial Markets Association
Results: 602

#	Item
351	Mr. David S. Shillman Associate Director Division of Trading and Markets Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-29 14:15:50 Finance Securities Act Initial public offering U.S. Securities and Exchange Commission Stock exchange Prospectus Securities Industry and Financial Markets Association Secondary market Securities and Exchange Commission Stock market Financial economics Investment
352	December 27, 2013 The Hon. Mary Jo White Chairman Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-30 09:45:57 Financial system Futures contract Portfolio margin Credit default swap Dodd–Frank Wall Street Reform and Consumer Protection Act Margin Commodity Futures Trading Commission Futures Industry Association Securities market Financial economics Finance Financial markets
353	June 24, 2010 By Electronic Mail ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-25 10:59:42 Investment U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Flash Crash Securities Exchange Act Short Broker-dealer Algorithmic trading Audit trail Financial economics Financial markets Finance
354	Letter to CalPSA and SIFMA Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 12:51:38 Economics Stock market Bonds Securities Industry and Financial Markets Association Underwriting Bill Lockyer Financial economics Securities Investment
355	Mario Giannini \| Industry Q&A [removed] The future of fundraising Mario Giannini, CEO of Hamilton Lane, discusses the fundraising climate globally and the impact of massive Add to Reading List Source URL: www.hamiltonlane.com Language: English - Date: 2012-04-02 16:24:33 Private equity Financial services Equity securities Financial markets Venture capital Hedge fund Fund of funds Institutional Limited Partners Association Mutual fund Financial economics Investment Finance
356	March 21, 2011 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-23 12:20:48 Financial markets Stock market United States Securities and Exchange Commission Late-2000s financial crisis Bonds Securities Industry and Financial Markets Association High-frequency trading Repurchase agreement Flash Crash Financial economics Finance Investment
357	______________________________________________________________________________ October 27, 2010 VIA ELECTRONIC MAIL ([removed]) Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-01 11:37:31 Stock market Toronto-Dominion Bank Financial markets TD Ameritrade Securities Industry and Financial Markets Association Futures contract Commodity Futures Trading Commission Order Repurchase agreement Financial economics Investment Finance
358	Microsoft Word - descriptive bio.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-07 12:55:31 Bonds Securities Securities Industry and Financial Markets Association Stock market Hilliard Lyons Louisville Kentucky Financial economics Investment Financial system
359	Microsoft Word - polictforreversereposFINAL.doc Add to Reading List Source URL: www.gfoa.org Language: English - Date: 2014-05-07 17:46:34 Investment Repurchase agreement Government Finance Officers Association Counterparty Credit risk Securities Industry and Financial Markets Association Margin Financial economics Finance Financial markets
360	Microsoft Word - FINAL SIFMA - Comment Letter to Proposed Rule 506_c_ under Regulation D.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-14 16:00:09 Investment Stock market United States securities law 73rd United States Congress SEC filings Securities Act Security Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics United States Securities and Exchange Commission Finance

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